gc-ir-reference

Does this paper need a real dataset?

An honest answer to a question that is easy to answer dishonestly in either direction. Adding a real dataset would make the repository look stronger. The question is whether it would make any current claim better tested.


Verdict

REAL DATASET NOT REQUIRED FOR CURRENT TIER-0 CLAIMS.

Every claim the article makes is reproducible from its actual declared inputs, and no claim is of a kind that observational data could test. The reasoning is below, claim class by claim class, followed by the candidate experiments that were considered and what each would and would not buy.


Why not — by claim class

The article’s claims fall into four classes (paper_update/FINAL_CLAIM_EVIDENCE_AUDIT.md).

C1 — Proved (Propositions 1–3)

These are mathematical statements about the non-representability of an approved gate assignment by a monotone function of a scalar score. Their premises are instantiated on a register — Case A exhibits a score inversion and a score collision with divergent gates. A real register could also exhibit those premises, but it could not make the propositions more proved: a proof is not strengthened by additional instances. A real register that failed to exhibit the premise would not refute the propositions either; it would just be a register where the comparator happens to work, exactly as Case B already is (GD_min = 0, reported rather than suppressed).

Real data adds nothing to a proof.

C2 — Measured (DC, RCY, NDR, OPR, ODC, PTC, CV, GD, GD_min, TD, Monte Carlo)

These measure properties of the compiler Φ and of the compiled bundle, not properties of the world:

Real data would not improve the measurement of any C2 quantity as currently claimed.

C3 — Argued (design and positioning)

Novelty positioning, the Ψ_K refinement boundary, the absence of inference inside Φ, separability from the enforcement architecture. These are established by reading the released implementation and by the literature review. No dataset speaks to them.

C4 — Deferred (RQ5)

The one genuine evidential gap — comparative superiority over unaided manual translation — needs human participants, not a dataset. SNR and DF require an adjudicated reference standard produced by a panel that has not been convened. No amount of observational data substitutes for that study, and the study is already preregistered and hash-committed.

The gap that matters is a human study, and it cannot be closed with data.


Candidate real-data experiments considered

Each is assessed against the required fields. None is required; one is genuinely valuable.

Candidate 1 — A real enterprise AI risk register (prevalence of the Proposition 1/2 premises)

Field Assessment
Claim tested New claim, not an existing one: that score inversions and divergent-gate score collisions occur in real enterprise registers at non-trivial frequency. The article currently claims only that they occur in the pinned register, which is measured and true.
Dataset needed 20–100 real enterprise AI risk registers with approved ratings and an approved gate/consequence-class assignment. The gate assignment is the hard part: most organisations rate risks but never record a class-based gating decision.
Availability Very poor. Approved risk registers are internal, commercially sensitive, and typically privileged. No public corpus exists.
License Would require individual negotiated agreements per organisation.
Privacy Registers name systems, business lines and sometimes individuals. Would need de-identification, which risks destroying the very rating/gate structure being studied.
New methodology required Yes — substantial. A sampling frame, a de-identification protocol, an inter-organisation rating normalisation scheme, and a way to establish what the “approved gate” is when organisations do not record one.
Changes the claim class? Yes. It would add a new C2 empirical-prevalence claim, moving the paper from “this structure is possible and here is a case” to “this structure is common”. That is a stronger and more interesting paper.
New prospective freeze required? Yes. New hypotheses, new outcomes, new analysis — a new preregistration and a new manuscript.
Verdict Valuable but out of scope. It answers a question the paper does not currently ask, and answering it is a research programme, not a packaging task.

Candidate 2 — Executing the compiled Case B bundle against the 284,807-event corpus

Field Assessment
Claim tested Would test detection performance, which this paper explicitly disclaims (§I-D, §X, §XI). It would not test any claim the paper makes.
Dataset needed The corpus used by [15].
Availability Belongs to the prior work; obtainable.
License / privacy Whatever governs that corpus; likely permissive, but irrelevant given the verdict.
New methodology required Yes — a detection-performance evaluation protocol, ground-truth labelling semantics, and a decision on what a “correct” gate decision means per event. None exists here.
Changes the claim class? Yes, and dangerously. It would move the paper into a claim class (C3/C4 → detection evidence) that its evaluation design does not support and that §XIV explicitly excludes. The 284,807-event run in [15] is a golden-trace conformance result with predicates pre-set from labels; re-running it here would either duplicate prior work or be mistaken for detection evidence.
New prospective freeze required? Yes.
Verdict Do not do this. It risks the exact overclaim the article has been carefully written to avoid. The 13 injection scenarios already establish the defensible version — that the compiled bundle refuses to permit under each published hazard class — and they are labelled as not detection evidence.

Candidate 3 — Real practitioner-authored registers for the deferred study

Field Assessment
Claim tested SNR and DF — the deferred RQ5 primary outcomes.
Dataset needed Not a dataset: human participants plus a held-out register and a three-person adjudication panel.
Availability Requires recruitment and ethics review.
Privacy Human-subject data; requires consent and an ethics protocol.
New methodology required No — the protocol is already written and frozen in preregistration/RQ5_DEFERRED_PROTOCOL.md.
Changes the claim class? Yes — it would convert the paper’s one deferred claim into a measured one.
New prospective freeze required? The Tier-1 freeze is already specified and must be published before recruitment opens.
Verdict This is the study that matters, and it is already committed. It is a human-subjects study, not a dataset acquisition.

Candidate 4 — Public AI incident databases (e.g. incident repositories)

Field Assessment
Claim tested None directly. Incident records describe harms that occurred; they do not contain approved risk ratings, approved gate assignments, or an authority matrix.
Dataset needed A public incident corpus.
Availability Good.
License Generally permissive.
Privacy Generally already public.
New methodology required Yes — a mapping from narrative incident reports to a structured governance assessment. That mapping is exactly the human interpretive step the paper declines to automate (§I-D: “deterministic interpretation of unconstrained risk prose” is a non-contribution). Automating it would contradict the paper’s central methodological position.
Changes the claim class? Yes, and it would undermine Ψ_K’s design premise.
Verdict Actively contrary to the method. Rejected.

OPTIONAL FUTURE / TIER-0.5 VALIDATION

One experiment is worth describing as a genuine, bounded improvement. It has not been executed and requires author approval before any work begins.

Proposal: a second, independently authored synthetic register

Not a real dataset — a synthetic register authored by someone other than the method’s author, from a written brief, without seeing Case A or the catalog.

What it would test. The strongest reviewer objection to this artifact (FINAL_REVIEWER_RISK_REPORT.md R-02) is that both cases were authored by the party proposing the method, so metrics like DC = 1.000 and CV = 1.000 are conformance of a self-authored artifact to its own constraints. A register authored independently would test whether Φ’s guarantees hold on inputs its author did not shape — which is a real, currently untested question, and one that requires no external data, no privacy review and no license.

What it would NOT test. Not comparative superiority (still RQ5). Not detection. Not real-world prevalence. It narrows the self-authorship objection; it does not eliminate it, since the register would still be synthetic.

Field Assessment
Dataset needed None. A written system brief and an independent author.
Availability Requires one qualified person, a few days.
License / privacy None — fully synthetic.
New methodology required Minimal: a blind-authoring protocol and a pre-declared success criterion.
Changes the claim class? No new claim class. It strengthens the existing C2 claims by widening their input base.
New prospective freeze required? Yes. New inputs and a new outcome must be frozen before execution, as Tier-0.5, published before it runs.
Cost if it fails Informative either way. If Φ’s guarantees do not hold on an independently authored register, that is a finding worth reporting.

Status: proposed, not executed. Awaiting author approval. Nothing in the repository has been changed in anticipation of it.


What was explicitly not done

If a real-data experiment is later approved, it must be treated as a new empirical experiment with its own prospective freeze and its own manuscript update — never as an extension of preregister-tier0-v2.2.